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WHO IS THIS AIMED AT?
Anyone working in a quoted company environment with access to confidential information would benefit from this thorough and practical approach to what to do to avoid market abuse. The module design allows everyone in your organisation - corporate communicators, consultants, support staff and HR/IT staff – to benefit from a practical approach to understanding the rules and applying best practice in the day-to-day work environment.
COURSE PROGRAMME
MODULE 1: Designed for all staff including secretarial and other support staff
The Market Abuse Rules
- Why do we need rules
- What is market abuse?
- Misuse of inside information
- Market manipulation
- Scope of market abuse rules
- Identifying inside information
Prevention and Detection
- Informed price movements
- Types of leaks
- Regulated announcements
- Principles of Good Practice
- Market surveillance
- Consequences and penalties
How does this apply to you?
- Insiders and inside information
- Avoiding leaks
- Whistle-blowing
MODULE 2: Module 2a (for consultants) and 2b (for support staff) are designed to meet the requirements of these particular groups and to focus on practical aspects of avoiding market abuse at work. These modules can be tailored to incorporate your firm's specific procedures and controls.
PRICE
- The FinanceTalking Market Abuse elearning Package (2 modules):
£50 per person per year + VAT
- Tailoring of the second module to meet your firm’s requirements:
£500 per module + VAT
If you would like to explore how we could help you, email us on info@financetalking.com, or call Miranda Lane or Louise Breen on +44 (0)1780 450500. |